Merrill Market Supervision Manager
Company: Disability Solutions
Location: Little Rock
Posted on: October 26, 2024
|
|
Job Description:
Job Description:At Bank of America, we are guided by a common
purpose to help make financial lives better through the power of
every connection. Responsible Growth is how we run our company and
how we deliver for our clients, teammates, communities and
shareholders every day.One of the keys to driving Responsible
Growth is being a great place to work for our teammates around the
world. We're devoted to being a diverse and inclusive workplace for
everyone. We hire individuals with a broad range of backgrounds and
experiences and invest heavily in our teammates and their families
by offering competitive benefits to support their physical,
emotional, and financial well-being.Bank of America believes both
in the importance of working together and offering flexibility to
our employees. We use a multi-faceted approach for flexibility,
depending on the various roles in our organization.Working at Bank
of America will give you a great career with opportunities to
learn, grow and make an impact, along with the power to make a
difference. Join us!Job Description:This job is responsible for a
wide variety of delegated compliance, administrative, and business
functions to support the Merrill Wealth Management Market
Executives (MEs) overall managerial and supervisory
responsibilities. Key responsibilities include supporting business
objectives and contributing to market profitability by influencing
Financial Advisor business practices to minimize regulatory,
financial, and reputational risks. Job expectations include working
independently or with minimal guidance, while keeping the ME and
Division Supervision Executive informed on significant matters.The
Market Supervision Manager (MSM) is a member of the Market
Leadership Team, along with the Market Client Relationship Manager
(CRM). The Market Supervision Manager (MSM) supports the Firm's
business objectives and contributes to the Market's profitability
by influencing Financial Advisors (FA) business practices in ways
that minimize regulatory and financial risk as well as uphold the
Firms' reputation. Additionally, they ensure Financial Advisors are
properly licensed; respond to regulatory inquiries and resolve
client concerns or complaints. The MSM supports the Firm's business
objectives and contributes to the Market's profitability by
influencing Financial Advisors (FA) business practices in ways that
minimize regulatory and financial risk as well as uphold the Firms'
reputation. Ultimately, the MSM protects the Firm, grows the
business, and serves the client by proactively managing and
mitigating risk.What you'll accomplish
Keywords: Disability Solutions, Conway , Merrill Market Supervision Manager, Executive , Little Rock, Arkansas
Click
here to apply!
|